Litigation

Recent Posts

U.S. Supreme Court Hears Oral Argument In Market Timing Case
Posted on 10 Jan 2013 by Timothy Raub

WASHINGTON, D.C. - (Mealey's) The U.S. Supreme Court on Jan. 8 heard oral arguments in an appeal of a Second Circuit U.S. Court of Appeals ruling allowing the Securities and Exchange Commission to seek penalties against defendants for securities fraud... Read More

Tags: Second Circuit , Marc J. Gabelli v. Securities and Exchange Commission , Securities and Exchange Commission , securities litigation , SEC , Litigation , securities fraud , Securities Exchange Act , U.S. Supreme Court , Securities

Supreme Court To Hear Appeal In Market Timing Case
Posted on 25 Sep 2012 by Timothy Raub

WASHINGTON, D.C. - (Mealey's) The U.S. Supreme Court on Sept. 25 agreed to hear an appeal of a Second Circuit U.S. Court of Appeals ruling allowing the Securities and Exchange Commission to seek penalties against defendants for securities fraud for... Read More

Tags: Securities Law , Second Circuit , Marc J. Gabelli v. Securities and Exchange Commission , Securities and Exchange Commission , SEC , Litigation , United States v. Lindsay , securities fraud , U.S. Supreme Court , Securities

High Court Says Discovery Rule Doesn't Apply To Securities And Exchange Commission
Posted on 27 Feb 2013 by Michael J. Lello

WASHINGTON, D.C. -- (Mealey's) The U.S. Supreme Court on Feb. 27 reversed a Second Circuit U.S. Court of Appeals ruling allowing the Securities and Exchange Commission to seek securities fraud penalties for conduct that had ceased more than five years... Read More

Tags: Gabelli Funds LLC , sec enforcement , discovery rule , Second Circuit , Gabelli Global Growth Fund , Marc J. Gabelli v. Securities and Exchange Commission , Marc J. Gabelli , SEC Rule 10b-5 , Securities and Exchange Commission , Securities Exchange Act of 1934 , securities litigation , Bruce Alpert , SEC , Litigation , Investment Advisers Act , securities fraud , U.S. Supreme Court , Securities