Litigation

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Managing the Risks Posed To Mutual Fund Industry Participants By Increasing Litigation And Regulatory Enforcement Activity
Posted on 18 Oct 2012 by LexisNexis Litigation Resource Community Staff

Over the last 10 years, the far-reaching examination of the trading practices of the mutual fund industry, numerous enforcement actions by the SEC against prominent broker-dealers and fund complexes, and scores of civil lawsuits resulted in very significant... Read More

Tags: e Matthew Larrabee , Supreme Court , Gartenberg v. Merrill Lynch , sec enforcement , Janus Capital Group , Eric Barber , Inc. v. First Derivative Traders , FINRA , David Kotler , SEC , mutual funds , Mutual Fund Litigation and Insurance Practice Guid , Litigation , Jones v. Harris Assocs. L.P. , SEC Regulation , Timothy Burns