Litigation

Recent Posts

Norton Rose Fulbright: 2d Circuit Dismisses Listing Theory Under Morrison
Posted on 21 May 2014 by Norton Rose Fulbright

By Johannes K. Gabel , Manuela A. Siragy and Richard Werner Fagerer The Court of Appeals for the Second Circuit in its May 6 decision emphatically continued to interpret the Morrison v. National Australia Bank 1 doctrine broadly by confirming the District... Read More

Tags: securities class actions , Securities Law , City of Pontiac v. UBS AG , Second Circuit , listing theory , City of Pontiac Policemen’s and Firemen’s Retirement System , Morrison v. National Australia Bank , Norton Rose Fulbright , New York Stock Exchange , Litigation , 2nd Circuit , Swiss stock exchange , UBS AG’ , Securities

The Week In Securities Litigation: NYSE Settles Proceeding; SEC files Insider Trading Actions
Posted on 25 Sep 2012 by Thomas O. Gorman

The New York Stock Exchange settled a proceeding [last] week which alleged that it provided trading information to select proprietary clients prior to releasing it to the public over the last four year. The Commission also filed insider trading actions... Read More

Tags: Insider Trading , Thomas Gorman , SEC Actions , account intrusion , enforcement , securities litigation , SEC , New York Stock Exchange , Litigation , NYSE , Securities