Litigation

Recent Posts

Managing the Risks Posed To Mutual Fund Industry Participants By Increasing Litigation And Regulatory Enforcement Activity
Posted on 18 Oct 2012 by LexisNexis Litigation Resource Community Staff

Over the last 10 years, the far-reaching examination of the trading practices of the mutual fund industry, numerous enforcement actions by the SEC against prominent broker-dealers and fund complexes, and scores of civil lawsuits resulted in very significant... Read More

Tags: e Matthew Larrabee , Supreme Court , Gartenberg v. Merrill Lynch , sec enforcement , Janus Capital Group , Eric Barber , Inc. v. First Derivative Traders , FINRA , David Kotler , SEC , mutual funds , Mutual Fund Litigation and Insurance Practice Guid , Litigation , Jones v. Harris Assocs. L.P. , SEC Regulation , Timothy Burns

Oral Argument Heard In Securities Class Action Challenging Primary Liability Of Service Providers
Posted on 8 Dec 2010 by Timothy Raub

WASHINGTON, D.C. - (Mealey's) The U.S. Supreme Court on Dec. 7 heard oral argument in a securities class action lawsuit challenging whether a service provider can be held liable in a private securities fraud action for helping or participating in... Read More

Tags: Supreme Court , Janus Capital Group Inc. , JCG , Janus Capital Management LLC , Janus Capital Group Inc. v. First Derivative Traders , First Derivative Traders , class action , mutual funds , Litigation , lawsuit , JCM , securities fraud , Securities