Securities

Recent Posts

This Week in Securities Litigation (June 4, 2010)
Posted on 4 Jun 2010 by Thomas O. Gorman

SEC enforcement this week brought another SOX claw back case, as well as actions alleging financial fraud and another investment fund case. DOJ dropped their appeals in the two Broadcom criminal option backdating cases which were dismissed for prosecutorial... Read More

Madoff Investors vs Rajaratnam Investors
Posted on 23 Jun 2011 by Mark Zimbelman

A NYTimes op-ed raises an interesting question: When we sue Madoff investors who were "net winners" to recover their ill-gotten gains, why don't Rajaratnam's Galleon investors face consequences of a similar nature--why are they... Read More

Podcast: The SEC and Investment Advisory Reform under Dodd-Frank Wall Street Act with Jonathan Eisenberg, Colleen Mahoney and Mike Eisenberg
Posted on 11 Oct 2010 by Corporate and Securities Law Community Staff

On this edition, Jonathan Eisenberg, General Counsel of UBS Wealth Management Americas, Colleen Mahoney of Skadden Arps and Professor Meyer "Mike" Eisenberg, Visiting Professor of Law at Willamette University College of Law, discuss the Dodd... Read More