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Galleon Management
Galleon Management Co.
Goldman Sachs
Gupta
health care fraud
inside information
Insider Trading
insider trading scheme
lawsuit
LIRR fraud
Litigation
Madoff
Preet Bharara
Rajart Gupta
Rajat Gupta
Rajat K. Gupta
Robert Feinblatt
SEC
sec enforcement
SEC v Galleon Management
Securities
Securities and Exchange Commission
Securities and Exchange Commission v. Raj Rajaratnam
securities litigation
Trivium Capital Management
Steven A. Meyerowitz
over 9 years ago
Financial Fraud Law
Financial Fraud Law Blog
#1 in Financial Fraud Law: US Attorney Preet Bharara
When we here at the Financial Fraud Law Blog think about financial fraud law, it does not take long before we think about the U.S. Attorney for the Southern District of New York, Preet Bharara. In a little over four years as U.S. Attorney – following...
Timothy Raub
over 11 years ago
Top Emerging Trends
Emerging Issues Law Blog
Judge Orders Former Galleon Partner To Pay Record $92.8 Million Penalty
NEW YORK - (Mealey's) A federal judge in New York on Nov. 8 ordered former Galleon Management Co. General Partner Raj Rajaratnam to pay a nearly $93 million civil penalty to the Securities and Exchange Commission for his role in a massive insider...
Timothy Raub
over 11 years ago
Litigation
Litigation Blog
Former Galleon Chief Ordered To Pay SEC Record $92.8 Million Penalty
NEW YORK - (Mealey's) A federal judge in New York on Nov. 8 ordered former Galleon Management Co. General Partner Raj Rajaratnam to pay a nearly $93 million civil penalty to the Securities and Exchange Commission for his role in a massive insider...
LexisNexis Legal Newsroom Staff
over 9 years ago
Litigation
Litigation Blog
Former Goldman Sachs Director Ordered To Pay $13.9 Million Penalty To Settle SEC Suit
By Timothy Raub NEW YORK — (Mealey’s) A federal judge in New York on July 17 ordered a former Goldman Sachs Group Inc. director to pay a $13.9 million penalty to settle claims with the Securities and Exchange Commission that he provided...
Thomas O. Gorman
over 10 years ago
Litigation
Litigation Blog
The Week In Securities Litigation: SEC Settles 2 Insider Trading Cases
The SEC settled two insider trading cases this week in which S.A.C. Capital was named as a relief defendant. In one it obtained the largest payment to date in an insider trading case, about $600 million. Reportedly S.A.C. Capital will fund the settlement...
LexisNexis Litigation Resource Community Staff
over 12 years ago
Litigation
News Headlines
Ex-Goldman Director Sues SEC After Civil Charges
NEW YORK - (AP) A former Goldman Sachs board member accused the Securities and Exchange Commission on Friday of unfairly spoiling his reputation by accusing him of passing along inside information without ever bringing the accusations in federal court...
Corporate and Securities Law Community Staff
over 13 years ago
Corporate
Top Cases
SEC v. Galleon Mgmt., LP, 09 Civ. 8811
On October 16, 2009, the Securities and Exchange Commission (SEC) instituted a civil injunctive action in the United States District Court for the Southern District of New York charging Raj Rajaratnam and his hedge fund advisory firm Galleon Management...
Thomas O. Gorman
over 12 years ago
Securities
Securities Law Blog
The Verdict in the Rajaratnam Insider Trading Case
Raj Rajaratnam was found guilty on all fourteen counts of conspiracy and insider trading. U.S. v. Rajaratnam , Case No. 1:09-cr-0118 (S.D.N.Y.). The fact that the founder of the Galleon hedge fund was found guilty despite a valiant effort by the defense...
Doug Cornelius
over 11 years ago
Securities
Securities Law Blog
I Wonder if We Will Laugh at his Phone When He Gets Out?
You could watch the movie Wall Street and many things may still ring true. Of course its the 1980s, so the clothes and the women's hair stick out. But the icon is the big brick cell phone. It was huge and expensive for its time. And all it did...
Thomas O. Gorman
over 12 years ago
Securities
Securities Law Blog
The Gupta Insider Trading Case – Significant Questions
The Gupta insider trading case is a significant, high profile action by an SEC Enforcement program which is working hard to restore its lost luster. Mr. Gupta is a former Goldman Sachs director, a firm which is an icon of Wall Street. He is a current...
Thomas O. Gorman
over 9 years ago
Securities
Securities Law Blog
Gupta’s Efforts to Overturn Insider Trading Convictions Rejected
The Second Circuit Court of Appeals upheld the conviction of former Goldman Sachs director Rajat Gupta for illegal tipping. Mr. Gupta was convicted of conspiracy and three substantive counts of securities fraud, centered on furnishing illegal tips to...
Thomas O. Gorman
over 11 years ago
Securities
Securities Law Blog
This Week in Securities Litigation (October 14, 2011)
This week three Galleon related defendants were sentenced to prison for insider trading, including Raji Rajaratnam. The Commission filed another significant market crisis case naming the senior officers of a failed bank as defendants. The Commission...
Doug Cornelius
over 12 years ago
Securities
Securities Law Blog
Raj is Guilty. Nobody Is Surprised.
If you read about the evidence, you can't really be surprised that Raj Rajaratnam was found guilty of insider trading. That he was found guilty on all counts was mildly interesting, but not much. We may get some interesting new legal developments...
Francine McKenna
over 12 years ago
Securities
Securities Law Blog
Inside The Mind of An Inside Trader
No Big 4 audit firms or their partners have been named in the insider trading scandal surrounding the now-defunct hedge fund Galleon Management. But the SEC has accused one of the most prominent businessmen ever implicated in such crimes, Rajat Gupta...
Thomas O. Gorman
over 9 years ago
Securities
Securities Law Blog
Second Circuit Rejects Galleon Found’s Insider Trading Appeal
Raj Rajaratnam, the founder of the Galleon Group hedge fund lost his appeal on insider trading charges. U.S. v. Rajaratnam, Docket No. 11-4416-cr (2 nd Cir. Decided: June 24, 2013). Mr. Rajaratnam was convicted on five counts of conspiracy to commit...
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