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The three federal banking agencies and the SEC recently approved for comment a proposed regulation implementing Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act"), more generally known as the "Volcker...

Every banking organization will have compliance obligations under the Volcker Rule published in November (the "Proposed Rule") by four of the federal financial regulatory agencies and, in January, by the Commodity Futures Trading Commission...

This week three Galleon related defendants were sentenced to prison for insider trading, including Raji Rajaratnam. The Commission filed another significant market crisis case naming the senior officers of a failed bank as defendants. The Commission also...

Insider trading, implementing Dodd-Frank, asset valuations and old scandals dominated the securities enforcement litigation this week. The U.S. Attorney's Office in Manhattan and the SEC brought more high profile insider trading cases focused on the...

by Sutherland Asbill & Brennan LLP's Derivatives and Structured Products Practice Months of tortuous debate have come to an end as the U.S. Senate passed its version of financial regulatory reform on May 20, 2010. The passage of this piece...