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Thomas Gorman
U.S. Supreme Court
Thomas O. Gorman
over 7 years ago
Securities
News Headlines
This Week in Securities Litigation (Week ending July 17, 2015)
The U.S. Chamber of Commerce published a report containing a series of recommendations regarding the SEC’s Enforcement program. Several recommendations focused on the use of administrative proceedings, including one which would permit a Respondent...
Thomas O. Gorman
over 9 years ago
Securities
News Headlines
IR Executive Settles SEC Reg FD Charge While Cooperation Wins Company a Declination
The SEC filed a settled administrative proceeding charging a former head of investor relations with violating Regulation FD. The Commission elected not to charge the company, however, based on its culture of compliance and cooperation. In the Matter of...
Doug Esten
over 8 years ago
Securities
News Headlines
This Week In Securities Litigation (Week ending September 5, 2014)
The Commission prevailed on summary judgment in an action against a broker which alleged he misappropriated client funds. The agency also filed actions centered on: an audit failure; the EB-5 immigration program; undisclosed conflicts; a failure to have...
Timothy Raub
over 10 years ago
Litigation
Verdicts and Settlements
$26 Million Settlement Reached In Mortgage-Backed Securities Shareholder Class Action
NEW YORK - (Mealey's) Lead plaintiffs in a securities class action lawsuit against The Goldman Sachs Group Inc. and others have agreed to settle their claims for more than $26 million, according to court documents filed July 31 in a New York federal...
Kevin M. LaCroix
over 10 years ago
Banking and Finance
Banking & Finance Law Blog
Securities Suit Filings Continue Apace in Year's First Half
The number of securities class action lawsuit filings came in slightly above historical averages during the first half of 2012, with filings against natural resources companies, life sciences companies, and foreign issuers leading the way. Filings related...
Timothy Raub
over 11 years ago
Real Estate Law
Real Estate Law Blog
E*TRADE Announces $79 Million Settlement Of Subprime Claims In Securities Lawsuit
NEW YORK - (Mealey's) E*TRADE Financial Corp. has agreed to a $79 million settlement with investors to settle claims that it misrepresented the risk associated with its investment in subprime mortgage-backed securities in violation of federal...
Thomas Fox
over 11 years ago
Corporate
FCPA & Compliance Law Blog
SciClone FCPA Lawsuit Settlement: New Enhanced Best Practices?
In a story in the D&O Diary , entitled " More Woes for Companies with Chinese Connections ", Kevin LaCroix discussed the settlement reached by the entity SciClone Pharmaceuticals, and its individual defendant directors and officers,...
Norton Rose Fulbright
over 11 years ago
International Law
International Law Commentary
Fulbright & Jaworski L.L.P. Launches Task Force To Address Problems Facing Chinese Companies With U.S.-Traded Securities
By: Gerard G. Pecht , Jeffrey A. Blount , Stephen Mark Dollar , Peter Stokes and Mark Thomas Oakes Fulbright Briefing Chinese companies with securities traded in the United States are facing mounting scrutiny from U.S. regulators, plaintiff's...
LexisNexis Litigation Resource Community Staff
over 11 years ago
Litigation
People in the News
Bracewell & Giuliani Adds Respected Trial Attorney To Growing Seattle Team
SEATTLE - Bracewell & Giuliani LLP has announced that Curt Roy Hineline , formerly co-chair of Dorsey & Whitney's securities litigation & enforcement practice and a member of its professional responsibility committee, has joined Bracewell's...
LexisNexis Litigation Resource Community Staff
over 11 years ago
Litigation
People in the News
Goodwin Procter Expands Securities Litigation Practice With Addition Of Daniel J. Tyukody In Los Angeles
BOSTON - Goodwin Procter LLP , a national Am Law 50 firm, has announced that Daniel J. Tyukody has joined the firm's Litigation Department in Los Angeles as a member of its Securities Litigation & White Collar Defense Practice. He will focus...
LexisNexis Litigation Resource Community Staff
over 11 years ago
Litigation
People in the News
AZA Welcomes Houston Complex Commercial Litigation Lawyer Tim Shelby
HOUSTON - The complex commercial litigation law firm of Ahmad, Zavitsanos & Anaipakos has announced the addition of accomplished courtroom attorney Tim Shelby . Shelby has been recognized repeatedly as one of the top young lawyers in Texas, including...
LexisNexis Litigation Resource Community Staff
over 11 years ago
Litigation
People in the News
Glenn Fine Joins Dechert As Partner In White Collar & Securities Litigation Group
WASHINGTON, D.C. - International law firm Dechert LLP has announced that Glenn A. Fine has joined the firm as a partner in the White Collar and Securities Litigation Practice in Washington, D.C. Fine served as the inspector general for the U.S. Department...
Kevin M. LaCroix
over 10 years ago
Corporate
Corporate Law Blog
E&Y Settles Ontario Sino-Forest Securities Suit for $117 Million
In what is by far the largest settlement in the current wave of securities litigation involving Chinese companies, Ernst &Young, which served as the outside auditor for Sino-Forest, has agreed to pay C$117 million to settle the securities suit...
Kevin M. LaCroix
over 10 years ago
Corporate
Corporate Law Blog
BP Deepwater Horizon Securities Suit, Though Narrowed, Survives Dismissal Motion
In the wake of the disastrous April 2010 Deepwater Horizon oil spill, BP was hit with a wave of litigation from plaintiffs asserting claims of personal injury, wrongful death and property damage. The claimants also included BP shareholders raising...
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