In New York, the Martin Act is the primary state law regulating securities offerings and sales. Read this practice note to learn about the Martin Act and liability thereunder, State Notice and Further State Notice, offering documents, and other peculiarities...

RUN TIME: 39:29 In this podcast, our host Michael Nelson sits down with David Turner, Managing Director of RiskNZ to discuss the nuances when we say “risk” and “compliance” and the way they link. They'll explore where the...

Episode 2: Speaking of Compliance with Lyn McMorran, Executive Director, Financial Services Federation Description: In this episode, host Lindsay O’Connor sits down with Lyn virtually sits down with Lyn McMorran, Executive Director of Financial...

Open enrollment is a time each year when, outside of special enrollments like marriage or the birth of a child, individuals can enroll in or change their employer-based health insurance and other welfare benefit plan options. It’s a time when employers...

M&A auctions are a fast-paced, exciting process that can become fiercely competitive when an attractive target is at stake. From the seller’s perspective, effective counsel throughout the entire process has the potential to maximize the sales...

LexisNexis customers to gain more in-depth legislative history to serve growing need for improved legal and compliance programs April 9, 2007 — New York, NY, April 09, 2007 LexisNexis, a leading provider of information and services solutions,...

The growing impact of climate change upon the businesses and finances of public companies is increasing the need for public companies to specifically address climate change in their periodic disclosures and offering documents. Read this practice note...

Recently, the U.S. Supreme Court issued decisions that address or potentially impact issues of bankruptcy law. Check out this expertly drafted article discussing these decisions and the Supreme Court’s recent denial of petitions for a writ of certiorari...

Are you working on a commercial purchase and sale transaction? Use this visual checklist to guide you through the steps for drafting a commercial real property purchase and sale agreement. Read now » Related Content Commercial Purchase and...

Most lawyers need time to research to deliver exceptional client outcomes, but smart lawyers use the best technology to help them achieve these outcomes in less time. Background Briony Whyte is an Associate. She acts for a range of local and international...