This comprehensive resource kit includes materials for an array of legal needs, including detailed practice notes, templates, and checklists. It includes content from Practical Guidance’s spectrum of practice areas to identify areas of importance...

The Investment Advisers Act of 1940 makes it unlawful for an investment adviser that is registered, or required to be registered, with the U.S. Securities and Exchange Commission (SEC) to provide investment advice without a comprehensive compliance program...

Information-sharing concerns between competitors remain present even when those competitors are negotiating or attempting to close a transaction. Until they actually consummate the transaction, parties who compete remain competitors for purposes of the...

Some public companies will approach specific institutional investors, confidentially, to market their post-IPO offerings prior to making any public announcement. Read this market trends practice note for a look at applicable rules, the marketing process...

Check out this new video discussing the initial considerations that lenders and their counsel should take into account before entering into a cross-border lending transaction. Cross-border lending refers to any financing that spans international jurisdictions...

The growing impact of climate change upon the businesses and finances of public companies is increasing the need for public companies to specifically address climate change in their periodic disclosures and offering documents. Read this practice note...

Business development companies (BDCs) are closed-end investment management companies that elect to register under the Investment Company Act. Recently, most BDCs have turned to private capital instead of engaging in an IPO. Read this practice note for...

Read this article discussing standstill provisions in subscription facilities. In recent years, private equity fund requests for standstill provisions in subscription credit facilities have become more commonplace. A standstill provision offers a fund...

Watch this new video discussing green loans. Green loans are any type of loan instrument made available exclusively to finance or refinance, in whole or in part, new and/or existing eligible green projects. Read now » Related Content Sustainable...

On July 26, 2023, the SEC adopted new rules and amendments requiring companies to make current and periodic disclosures related to cybersecurity incidents and cybersecurity-related risk management, strategy, and governance. Read this article for an overview...