Financial Services for Retail Clients Checklist

Navigate through financial services evolving regulatory change with the latest checklist that provides you with a simple way to track your compliance obligations, and helps you identify any gaps.

Free New Zealand Employment Checklist

This checklist provides you with guidance on your compliance obligations, to ensure your business is meeting its employment requirements including good faith principles, collective bargaining, business restructuring, privacy/ record keeping and more!

Download your free Global Banking checklist

Authored in conjunction with Martin Polaine, Barrister at Brooke Chambers and Legal Expert for LexisNexis Regulatory Compliance, this checklist helps banks to identify their global banking compliance requirements. It covers Banking Governance and Standards, Capital Requirements, Leverage and Liquidity Requirements and more.

Free KiwiSaver Compliance Checklist

Whether you are a new entrant or an existing provider in the KiwiSaver market, this checklist is a valuable tool on your path to compliance. Developed by our legal experts providing guidance through nine essential topics to help you navigate the legislative landscape.

Free Workplace Health & Safety Compliance Checklist

This checklist has been developed by our team of experts to provide you with guidance on your obligations required by the Safety at Work Act 2015 and WorkSafe New Zealand

Purpose and Stewardship: Embedding ESG at all levels of the organisation

In partnership with the Governance Institute of Australia, LexisNexis has prepared a paper that explores the practicalities of purpose and stewardship. Discover what Boards and senior leaders need to do in order to centralise strategy, decentralise ownership, and cascade a robust ESG framework throughout their organisations.

Free New Zealand Sanctions Checklist

This checklist has been developed by our team of experts to provide you with guidance on your obligations required by the New Zealand Russia Sanctions Regime to ensure your business is meeting its requirements.

Free CoFI Regime Compliance Checklist

This checklist has been developed by our team of experts to provide you with guidance on your obligations required by the CoFI regime to ensure your business is meeting its requirements. Content is taken from the Financial Services for Retail Clients compliance register.

Download your free CCCFA Checklist

This checklist has been updated to outline the relevant changes to the Credit Contracts and Consumer Finance Act 2003 (CCCFA) that come into force in May 2023.

Download your free Global Cybersecurity checklist

Authored in conjunction with Dudley Kneller, Partner at Gadens and Legal Expert for LexisNexis Regulatory Compliance, this checklist guides you to identify your global cybersecurity compliance requirements. It covers Risk Management Strategy, Supply Chain Risk Management, Data Security, Recovery Planning and more.

Free whitepaper: Security of Critical Infrastructure, Data Security, Privacy and Global Impacts

We cover key privacy and data security challenges and present practical solutions that can help you forge your clear path to compliance.

Greenwashing & Sustainable Finance in NZ Whitepaper

The climate is changing. As the planet heats up, hollow sustainability gestures are no longer sufficient. This whitepaper explores greenwashing and countermeasures for your organisation’s ESG programme.

Download your International AML-CFT Checklist

This complimentary International AML-CFT compliance checklist guides you to identify your international AML-CFT requirements. It covers AML-CFT Governance, Registration with AML-CFT Authorities, Due Diligence, Suspicious Matter & Reporting and more.

Climate Risk and ESG Reporting: Reshaping The Future Of Sustainability

Dr Rachel Baird is the Director at IcebergSRC and a legal expert for LexisNexis Regulatory Compliance. In this whitepaper, Dr Baird introduces the concept climate risk and outlines how the growing popularity of environmental, social and governance (ESG) reporting is reshaping the future of transparency in the private sector. This whitepaper includes practical tips on implementing ESG reporting and designing a ESG approach and framework.

A very current affair: Global sanctions and AML

Download this whitepaper to explore the practical considerations and tips to ensure your business is on their right side of sanctions, and how you can build comprehensive checks and balances into your AML & CTF policies.

Download your Social Media Checklist

With more and more organisations relying on social media for a variety of reasons, from promoting your business to monitoring employees’ conduct, it’s vital to be diligent on the latest compliance obligations on the topic. We’ve designed this checklist to do just that.

Download your ESG Checklist

This complimentary checklist can help you to deliver on your ESG strategy and reporting requirements. The checklist has been developed in conjunction with Dr Rachel Baird, Director at Iceberg SRC and LexisNexis Regulatory Compliance Legal Expert.

Complimentary Compliance register covering Social Media obligations

This register is for any company that has established policies and procedures in relation to the use of social media to promote your business or regulate the conduct of your employees on platforms. Our legal experts draw from the latest legislation to deliver an obligations register that protects your organisation’s reputation from the inside out, by building a social media compliance programme that alerts you to changes so you can stay ahead of the curve.

Complimentary Risk and Compliance Checklist

Whether you have started your journey or you are an experienced risk and compliance practitioner, this checklist is designed to help you navigate international compliance standards and assist in mitigating your compliance risk.

Complimentary Whitepaper: Compliance Risk and ISO 37301 - Reshaping Compliance Management

Not all forms of risk faced by organisations are equal and the one area of risk that grows at an exponential rate for every organisation in every sector is compliance risk. ‘Compliance Risk and ISO 37301 - Reshaping Compliance Management’ is a whitepaper that outlines how the new ISO 37301 standard is reshaping the future of compliance and how it can assist businesses to mitigate compliance risk.

Download your complimentary Cybersecurity checklist

Having a governance structure around cybersecurity risk has never been more important for New3 Zealand Organisations, which is why we are offering you a complimentary checklist. This checklist has been designed to help you identify your cybersecurity requriements.

Complimentary Whitepaper: To pay or not to pay – the rise of ransomware in 2021

A recent spate of ransomware attacks has brought into sharp relief the critical question – to pay or not to pay. With some notable but limited exceptions, traditional advice from law enforcement and cyber experts has always largely been don't pay the ransom, get your IT forensics people involved as quickly as possible and see what they can do to recover your data. Better still, ensure you have appropriate data backup services in place to begin with to mitigate and reduce the risk of any data loss occurring.

Download your complimentary International Privacy Checklist

Knowing your international privacy compliance requirements is vital to ensure your business is meeting its obligations which is why we are offering you this complimentary checklist.

This checklist has been developed in conjunction with Dudley Kneller, Partner at Gadens and Legal Expert for LexisNexis Regulatory Compliance. It’s designed to help you identify your international privacy obligations and includes a privacy table, giving you a snapshot of the main privacy legislation, responsible authority and maximum penalties applicable across multiple international jurisdictions.

Complimentary Webinar: To pay or not to pay – the rise of ransomware in 2021

Watch this ON DEMAND webinar with Dudley Kneller, Partner at Gadens.

During this webinar, Dudley will define what is ransomware, present real-life examples of ransomware attacks to businesses and explain how organisations are managing this cybersecurity threat in Australia and overseas.

Download you complimentary Biosecurity Checklist from Regulatory Compliance

As businesses continue to operate in the current environment, it’s important that you are aware of your Covid-19 compliance obligations that relate to Infection Control, Disease Management and Biosecurity, which is why we are offering you a complimentary checklist.
This checklist is taken from our latest Regulatory Compliance module, ‘New Zealand Infection Control, Disease Management and Biosecurity Module’.

Download your complimentary Privacy Checklist

Having a governance structure around privacy is vital to your business which is why we are offering you a complimentary checklist from LexisNexis Regulatory Compliance - Privacy Module. This checklist has been designed to help you identify your privacy obligations.

Navigating the Future: Achieving Sustainable Operational Resilience

In this webinar, your hosts Michael Nelson from LexisNexis Regulatory Compliance and Rachel Riley from Ansarada will unravel the complexities of CPS 230 regulations and see how ethical practices not only shield your business but also create a positive impact on the environment and society.

Navigating Digital Transformation: Pathways to a Sustainable Competitive Advantage

As organizations navigate digital transformation for global interconnectivity, they face challenges in maintaining resilience, adhering to evolving privacy and AI regulations, and securing competitive advantage. We’ve teamed up with our technology partner Diligent to explore the impact of these regulations on directors' duties, forthcoming Privacy Act reforms in Australia, and implications privacy reg change across the globe. Gain practical strategies for future-proofing digital transformation initiatives.

On-Demand Webinar: Avoiding Compliance
Pitfalls: Lessons from the ME Bank Case

In this webinar, we’ve teamed-up with Protecht to explore the recent ME Bank case, to analyse what went wrong to get them into hot water, then provide a blueprint to create a robust compliance framework that includes: compliance monitoring, risk management integration and third-party oversight.