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Securities Practice Center

Securities Practice Center

Efficiently complete offerings and filings with a single point of access to comprehensive securities resources.

Tap into a one-stop shop of content and tools designed for the specific needs of securities attorneys and business professionals. Take advantage of an intuitive, task-based interface that guides you throughout the lifecycle of corporate offerings and filings.

Gain the latest intelligence
Save time and improve filings
Simplify due diligence
Stay in compliance
Increase efficiencies

Features
Benefits

Current News & Coverage
Stay current on events that affect you with news from The Daily Deal^™, Dow Jones^® (for law firms), Securities Industry News, BNA^® Securities Law Daily and many more. Find coverage of market and industry news, trends and activities-and receive e-mail alerts of stories at the intervals you specify.
Precedent Offerings & Filings
View precedent offering documents, filings and agreements from recent deals-by type of filing and offering. Review exclusive expert discussion of various offering types before you finalize your structure and get easy-to-understand overviews that guide you in developing your strategy.
Comprehensive Due Diligence Tools
Research millions of global/domestic public and private companies with trusted sources that include Dun & Bradstreet^®, Hoover’s^®, Experian^® as well as exclusive content from the Directory of Corporate Affiliations^™, FactSet^® and ISS.
Extensive Library of Documents & Forms
Draft offering or filing documents with on-point precedent and clauses, organizational/model documents and easy-to-use forms and instructions. Use recent SEC filings by form type or offering documents by type and form. Refer to articles of incorporation, by-laws and certificates of organization.
Compliance Resources
Check your filings against federal and state securities requirements, interpretations and SRO materials. Review SEC releases, same day/archival no action letters, SRO manuals and blue-sky requirements as well as expert analytical materials and guidance.
Filing Expertise
Get overviews and expert assistance on numerous topics. Understand execution and filing requirements, regulations, and guidelines at the SRO, federal and state level. Access checklists, filing instructions, exchange and SRO materials to bring your next deal to market.

Gain the Latest Intelligence
Keep up-to-date with in-depth news from exclusive providers and top sources, including The Daily Deal^™, Dow Jones^® (for law firms), Securities Industry News, BNA^® Securities Law Daily, Mealey^™ The Emerging Securities Litigation and many others.
Save Time & Improve Filings
Determine market standards for your filings and offerings with exclusive overviews and information from FactSet^® as well as precedent filings, offering documents/agreements and strategy and guidance resources.
Simplify Due Diligence
Easily perform due diligence-and be confident your research is comprehensive with intelligence on millions of global public and private companies that includes negative news, litigation, regulatory filings, intellectual property and financials.
Stay In Compliance
Rely on guidance from authoritative analytical content to ensure compliance. Check and review your filings against federal and state securities requirements, interpretations and SRO materials.
Increase Efficiencies
Draft offering and filing documents by referencing on-point precedent, organizational/model documents and easy-to-use forms and instructions. Understand federal/state execution and filing requirements and access helpful deal tools, including instructions, exchange and SRO materials.