by James E. Earle Esq. and Mark D. Perlow Esq.
On March 30, 2011, seven federal financial regulators (each, an " Agency ," and collectively, the " Agencies ") published a proposed rule (the " Proposed Rule ") that would implement Section 956 of the Dodd-Frank...
On June 15, 2012, the Maryland Securities Commissioner issued an order adopting the NASAA model rule exemption for investment advisers to private funds .
Like the model rule, the new order issued by the Maryland Securities Commissioner , provides for an exemption from registration for "private...
Is it possible that we seen the last of "Say-On-Pay"
lawsuits? Or are we just awaiting the next round of post-Dodd Frank executive
compensation-related litigation? Those are the questions asked in a June 12,
2013 memorandum entitled "Has Another Wave of 'Say-On-Pay' Litigation...
whistleblower whistle Dodd-Frank
whistle whistleblower Dodd-Frank