This Emerging Issues Analysis explores professional responsibility issues that arise for attorneys practicing before the Securities and Exchange Commission. The Emerging Issues Analysis addresses the SEC Rules of Practice, the changes implemented from the Sarbanes-Oxley legislation, and the actions taken...
By Howard M. Goldwasser Esq., Llyod H. Johnson Esq. and Drew A. Malakoff
Standards and Disclosure for Due Diligence for Registered Securitizations
under Section 943 of the Dodd-Frank Act.
On January 20, 2011, the Securities and Exchange Commission (the