Banking and Finance

Recent Posts

K&L Gates on Dodd-Frank Wall Street Reform: Future Rulemaking and Congressional Activity
Posted on 30 Jul 2010 by K & L Gates LLP

Excerpt: On June 30, 2010, the House adopted the conference report on H.R. 4173, the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Bill" or "Bill"). The Senate is expected to follow suit when it returns from... Read More

Is this a Brave New World? Implications of the CFPB and the FTC for Nonbank Financial Services Providers
Posted on 3 Aug 2010 by arnold

The Dodd-Frank Act contemplates the creation of a new Consumer Financial Protection Bureau (CFPB) within the Federal Reserve. CFPB would be responsible for consumer protection over financial products and services offered by both banks and nonbanks, including... Read More

The Dodd-Frank Wall Street Reform and Consumer Protection Act's Effect on the Insurance Industry
Posted on 28 Jul 2010 by Paul Walker-Bright

This commentary reviews the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act that are pertinent to the insurance industry and opines on what those provisions portend for the regulation of the insurance industry in the future... Read More

The First Attack on the Accredited Investor Standard
Posted on 3 Aug 2010 by Doug Cornelius

Many of the provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act merely provide for future regulatory framework. That it is in part true for the changing definition of "accredited investor" under the Securities Act. The... Read More

The SEC’s Busy Rule-Making Agenda
Posted on 22 Sep 2010 by Doug Cornelius

In many instances, the Dodd-Frank Wall Street Reform and Consumer Protection Act merely set a framework for financial reform and left much of the heavy lifting to the financial regulatory agencies. The SEC published their agenda for the implementation... Read More

Financial Reform Legislation: Are You Prepared for What's Coming?
Posted on 29 Jul 2010 by arnold

Passage of the landmark Dodd-Frank Wall Street Reform and Consumer Protection Act, the most far-reaching financial regulatory legislation since the Great Depression, has set the stage for major adjustments in the financial services industry. The Act impacts... Read More

Approaching the Home Stretch: Senate Passes "Restoring American Financial Stability Act of 2010"
Posted on 30 Jul 2010 by K & L Gates LLP

On May 20, 2010, the Senate passed the "Restoring American Financial Stability Act of 2010" as amended ("Senate Bill"). Congressional leadership has indicated that conference committee proceedings will take place in June, making it... Read More

Senator Dodd Releases Financial Regulatory Reform Legislation: The Home Stretch?
Posted on 30 Jul 2010 by K & L Gates LLP

Excerpt: On Monday, March 15, 2010, Senate Banking Committee Chairman Chris Dodd (D-CT) released a Chairman's Mark of the "Restoring American Financial Stability Act of 2010" (the "Bill"). The Bill, which has been in development... Read More

House Passes Financial Regulatory Reform Legislation
Posted on 30 Jul 2010 by K & L Gates LLP

by Dan Crowley, Karishma Shah Page, Bruce Heiman, Collins R. Clark and Justin D. Holman Excerpt: On December 11, the House of Representatives passed H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009 (see H.R. 4173 as introduced... Read More

Podcast: Richard Phillips of K&L Gates and Professor Meyer "Mike" Eisenberg Discuss the Dodd-Frank Act and Its Impact on Private Fund Advisors
Posted on 30 Jul 2010 by Corporate and Securities Law Community Staff

On this edition, Richard Phillips of K&L Gates and Professor Meyer "Mike" Eisenberg, Visiting Professor of Law at Willamette University College of Law, discuss the Dodd-Frank Act, focusing on the impact of the legislation on private fund... Read More

Part 2: Financial Reform Legislation: Are You Prepared?
Posted on 29 Jul 2010 by arnold

Passage of the landmark Dodd-Frank Act, the most far-reaching financial regulatory legislation since the Great Depression, has set the stage for major adjustments in the financial services industry. In a second Roundtable discussion, Arnold & Porter... Read More