To work towards building an effective compliance program, the panelists offer a thought-provoking and in-depth look into the world of compliance, the challenges of enforcing a compliance program, and the trends in the wake of the recent financial crisis. Their discussion begins with the role and significance of a compliance program and then delves further into the necessity of risk assessment, compliance manuals, and training programs in its implementation.
The highlights include discussions on:
-Why a compliance program is needed
-Compliance and its key components
-Assessment and mitigation of compliance risks Implementing the compliance manual
-Significance of training programs
-Compliance challenges and issues
-Trends in the compliance world
See CLE State Accreditation for credit details.
If you are licensed in New York, this content is appropriate for both newly admitted and experienced New York attorneys. Although, this content is appropriate for all New York attorneys, newly admitted attorneys cannot earn CLE credit for the completion of the course when presented via on-demand.