Developing and Implementing Effective Compliance Programs

Run Time
73 Minutes
Deborah Prutzman, Paul Brook, Paul Tufaro
Class Type
On-Demand Training
Content Provider

Price $139.00

Add To CartCheckout


To work towards building an effective compliance program, the panelists offer a thought-provoking and in-depth look into the world of compliance, the challenges of enforcing a compliance program, and the trends in the wake of the recent financial crisis. Their discussion begins with the role and significance of a compliance program and then delves further into the necessity of risk assessment, compliance manuals, and training programs in its implementation.

The highlights include discussions on:
-Why a compliance program is needed
-Compliance and its key components
-Assessment and mitigation of compliance risks Implementing the compliance manual
-Significance of training programs
-Compliance challenges and issues
-Trends in the compliance world
See CLE State Accreditation for credit details.
If you are licensed in New York, this content is appropriate for both newly admitted and experienced New York attorneys. Although, this content is appropriate for all New York attorneys, newly admitted attorneys cannot earn CLE credit for the completion of the course when presented via on-demand.
State Status Total Credits Type Of Credit Approved Thru
New YorkApproved1.00SkillsOn-going
North DakotaApproved1.25GeneralOn-going
West VirginiaApproved1.20GeneralOn-going