Description
Examine the history of the banking system and the major influences shaping the regulatory framework today as the panelists lead you through this informative overview of the financial regulation system in the United States. Their discussion begins with a broad explanation of the Balkanized regulatory structure and its historical influences, then differentiates between the U.S. financial regulatory structure and those of other major economies, and concludes with alternative structure possibilities. The highlights include:
• Balkanization of financial regulation in the United States
• History of securities regulation
• Necessity of a separate regulatory structure for commodities
• Impact of the Dodd-Frank Act on the structure of the U.S. financial regulatory system
• The shadow banking system
• Major influences in the shape of financial services regulation
• Our regulatory framework as compared to those of other major economies
• Possible alternative structures to the financial regulatory system
See CLE State Accreditation for credit details.
If you are licensed in New York, this content is appropriate for both newly admitted and experienced New York attorneys. Although, this content is appropriate for all New York attorneys, newly admitted attorneys cannot earn CLE credit for the completion of the course when presented via on-demand.