Description
Learn what’s new regarding life insurance and related financial instruments. Develop improved compliance strategies and become better prepared for the enforcement landscape after hearing our nationally recognized faculty contribute to the following sessions:
- Keynote from William Birdthistle, Director of the U.S. Securities and Exchange Commission's Division of Investment Management
- Keynote from Dean A. Cameron, NAIC President and Commissioner of the Idaho Department of Insurance
- Variable Products and Related Disclosure, Regulatory, and Accounting Developments
- Non-Variable Products: Registered Index-Linked Annuities Regulatory and Disclosure Developments and the Emerging Interest in CDA Products
- Innovations in Insurance Product Distribution and State Insurance Regulatory Initiatives
- NAIC Priorities
- Cybersecurity and Data Privacy and Rights Management
- Key Regulatory and Litigation Developments for Funds and Advisers
- Retrospective Celebration 40 Years!
- Q&A with Robert Cook, President and CEO, FINRA
- FINRA – Advertising, Social Media, and Regulatory Developments
- Department of Labor Fiduciary and Other Retirement Plan Developments
- Federal Income Tax Developments
- SEC and FINRA Compliance and Examinations Priorities and Issues
- Recent SEC and FINRA Enforcement Actions and Key Takeaways