Description
In the last few years, the Department of Labor (DOL) has been actively pursuing its regulatory agenda regarding fiduciary matters arising under the Employee Retirement Income Security Act of 1974 (ERISA).
Join us for just one hour to get the latest on the DOL’s regulatory priorities and self-correction initiatives. You’ll hear directly from a panel that includes a senior representative of the DOL's Employee Benefits Security Administration as well as two private practitioners with extensive experience advising clients on ERISA and fiduciary matters.
With plenty of proposed regulations and guidance that may significantly impact retirement plan administration and investments, now is the time to ensure you are up to date!
Our expert faculty will explore the latest developments regarding:
Prohibited Transaction Class Exemption (PTCE) 2020-02 regarding investment advice
The DOL’s proposed amendment of PTCE 84-14 regarding Qualified Professional Asset Managers
Procedures for obtaining individual prohibited transaction exemptions
Voluntary compliance procedures
Possible other late-breaking DOL initiatives