Description
Session 4: Rule 504, Rule 506(b) and Rule 506(c); NASAA Coordinated Rule 504 Review Program
"This course and the faculty is the absolute best and without peer."
Private capital markets are rapidly emerging as a powerful alternative to public financing, offering companies greater flexibility and opportunity. With this growth, the SEC is intensifying its focus on exempt offerings, reshaping the legal landscape for capital raising. As access to private placements expands, lawyers must stay ahead of evolving regulations and best practices to effectively guide their clients. Now more than ever, understanding the full spectrum of private financing options is essential for legal professionals advising businesses on capital strategies.
Engaging, insightful, and packed with practical takeaways, Regulation D Offerings and Private Placements 2025 delivers cutting-edge guidance on the full spectrum of private placements. This premier two-day course provides comprehensive instruction, equipping attorneys with the knowledge and strategies essential for navigating private and limited securities offerings—critical tools in today’s capital formation landscape.
Join us in Phoenix for exclusive, practical insights you won’t find anywhere else. Led by a distinguished faculty—including current and former SEC, state, and FINRA regulators, seasoned practitioners, and industry experts—this dynamic program features in-depth discussions, real-world strategies, and lively Q&A sessions. Gain invaluable guidance on planning, executing, and closing private placements, along with key perspectives on the SEC’s evolving agenda under the new presidential administration.
- Updates on the status of the changing regulatory environment and market for private offerings, all under the oversight of a new administration, include:
- Recent SEC rule making and court cases
- A deep dive into Form D
- Rule 504, Rule 506(b) and Rule 506(c), and NASAA Rule 504 Coordinated Review program
- Alternatives to Regulation D: Regulation S, Regulation A, and Regulation Crowdfunding
- Curing a defective Regulation D offering
- Mechanics of an exempt offering and drafting the offering memorandum
- Professional responsibilities: Due diligence and risks
- The impact of the new administration and SEC leadership on regulations
This program is designed for securities and in-house lawyers who provide advice on capital raising and private placements. It will also benefit compliance officers and other principals of financial firms, as well as entrepreneurs, angel financiers/investors, venture capitalists, business finders, and bankers engaging in private placements and raising capital.