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What is Risk? Compliance Lessons from the Senate Hearing On the Whale

What is risk? Under the Foreign Corrupt Practices Act (FCPA) and UK Bribery Act risk is generally doing business in a non-compliant manner under these laws, where such action can increase the possibility of engaging in or facilitating a corrupt payment or bribe. However, risk can involve other areas...

JPMorgan Chase, And Dimon, Starting To Sweat About Everything

I put two new columns up at Forbes recently that talk about JPMorgan, PwC, Senator Levin's "Whale" hearings, and all the other stuff JPMorgan and Jamie Dimon are really worried about. The New York Times had an interesting scoop about JPMorgan and Deloitte and the foreclosure reviews...

Nothing SOx-y About SEC’s JP Morgan “Whale” Settlement

The Wall Street Journal’s Deborah Solomon contends “Sarbanes-Oxley Harpoons The Whale”. Solomon is talking about JP Morgan Chase and the recent settlement between the bank and several regulators, including the SEC, over a 2012 whale of a loss from credit derivatives trades gone very...

Whale

whale tail London whale JPMorgan Chase